AEMETIS, INC — Director's Dealing 2021

Sep 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AEMETIS, INC (AMTX)
CIK: 0000738214
Period of Report: 2021-09-15

Reporting Person: Gupta Sanjeev (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-16	Common Stock	M	100000	$1.72	Acquired	113014	Direct
2021-09-16	Common Stock	F	12122	$14.19	Disposed	100892	Direct
2021-09-15	Common Stock	S	50000	$14.25	Disposed	13014	Direct
2021-09-15	Common Stock	F	7875	$13.03	Disposed	63014	Direct
2021-09-15	Common Stock	M	60000	$1.71	Acquired	70889	Direct
2021-09-16	Common Stock	M	24800	$0.6	Acquired	125692	Direct
2021-09-16	Common Stock	F	1049	$14.19	Disposed	124643	Direct
2021-09-16	Common Stock	S	23751	$14.3723	Disposed	100892	Direct
2021-09-16	Common Stock	S	87878	$14.3723	Disposed	13014	Direct
2021-09-16	Common Stock	S	12871	$14.3723	Disposed	143	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-16	Option (right to buy)	$1.72	M	100000	Disposed	2027-01-19	Common stock and Series B Preferred (100000)	Direct
2021-09-15	Option (right to buy)	$1.71	M	60000	Disposed	2023-05-17	Common stock and Series B Preferred (60000)	Direct
2021-09-16	Option (right to buy)	$0.60	M	24800	Disposed	2030-03-28	Common stock and Series B Preferred (24800)	Direct

Footnotes

F1: The Reporting Person beneficially owned 10,889 shares of the Company before 9/15/2021 issuance. 2,125 shares were held from the 9/15/2021 issuance. As of the date of this filing, the Reporting Person beneficially owned 13,014 shares of the Company.