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AEMETIS, INC — Director's Dealing 2021
Sep 17, 2021
33927_dirs_2021-09-17_6e8bc20b-513c-4692-ad42-3ba4447a8120.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AEMETIS, INC (AMTX)
CIK: 0000738214
Period of Report: 2021-03-15
Reporting Person: BLOCK JOHN R (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-15 | Common Stock | S | 36000 | $19.116 | Disposed | 54627 | Direct |
| 2021-05-25 | Common Stock | S | 4977 | $11.7577 | Disposed | 54627 | Direct |
| 2021-05-26 | Common Stock | S | 15023 | $11.817 | Disposed | 54627 | Direct |
| 2021-09-16 | Common Stock | S | 14511 | $13.9383 | Disposed | 40116 | Direct |
Footnotes
F1: 1.These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances.
F2: The Reporting Person acquired 36000 shares of the Company by exercising option grant and cash payment of exercise cost and sold the same shares in the open market on the same day.
F3: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 54,627 shares of the Issuers common stock. Each of the sale and withholding transactions reported herein was with respect to shares received from the exercise of stock options previously described on prior Form 4s.
F4: The Reporting Person acquired 4977 shares of the Company by exercising option grant and cash payment of exercise cost and sold the same shares in the open market on the same day.
F5: The Reporting Person acquired 15023 shares of the Company by exercising option grant and cash payment of exercise cost and sold the same shares in the open market on the same day.