AEMETIS, INC — Director's Dealing 2021

Sep 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AEMETIS, INC (AMTX)
CIK: 0000738214
Period of Report: 2021-01-26

Reporting Person: BARTON FRANCIS P (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-16	Common Stock	S	10000	$9.0012	Disposed	13452	Direct
2021-02-16	Common Stock	S	10000	$9.0012	Disposed	13452	Direct
2021-02-25	Common Stock	S	20000	$10.0028	Disposed	13452	Direct
2021-03-01	Common Stock	S	20000	$12	Disposed	13452	Direct
2021-03-02	Common Stock	S	10000	$15.0016	Disposed	13452	Direct
2021-03-12	Common Stock	S	20000	$20	Disposed	13452	Direct
2021-01-26	Common Stock	S	20000	$9.1	Disposed	13452	Direct

Footnotes

F1: 1.These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances.

F2: The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 1/18/2018 grant.

F3: The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 11/16/2017 grant.

F4: The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 1/8/2019 grant.

F5: The Reporting person sold the 10000 shares acquired in 2015 through RSA issuances by the Company and 10000 acquired on sale date through by paying cash for the option cost of the grant 11/16/2017.

F6: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 23,452 shares of the Issuers common stock. Each of the sale and withholding transactions reported herein was with respect to shares received from the exercise of stock options previously described on prior Form 4s except for 10,000 on 1/26/2021 sale.