AEMETIS, INC — Director's Dealing 2021

Oct 29, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AEMETIS, INC (AMTX)
CIK: 0000738214
Period of Report: 2021-01-25

Reporting Person: Waltz Todd (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-26	Common Stock	S	10000	$9.609	Disposed	165401	Direct
2021-01-25	Common Stock	S	10000	$7.1135	Disposed	165401	Direct
2021-01-29	Common Stock	S	10000	$6.57	Disposed	165401	Direct
2021-02-01	Common Stock	S	10000	$7.91	Disposed	165401	Direct
2021-02-02	Common Stock	S	10000	$8	Disposed	165401	Direct
2021-02-03	Common Stock	S	10000	$7.53	Disposed	165401	Direct
2021-02-04	Common Stock	S	10000	$7.86	Disposed	165401	Direct
2021-02-05	Common Stock	S	10000	$7.45	Disposed	165401	Direct
2021-02-08	Common Stock	S	10000	$7.59	Disposed	165401	Direct
2021-02-09	Common Stock	S	10000	$7.25	Disposed	165401	Direct
2021-02-10	Common Stock	S	10000	$7.31	Disposed	165401	Direct
2021-02-11	Common Stock	S	10000	$7.71	Disposed	165401	Direct
2021-02-12	Common Stock	S	10000	$7.24	Disposed	165401	Direct
2021-02-16	Common Stock	S	10000	$7.8	Disposed	165401	Direct
2021-02-17	Common Stock	S	10000	$8.8	Disposed	165401	Direct
2021-02-18	Common Stock	S	10000	$8.07	Disposed	165401	Direct
2021-02-19	Common Stock	S	10000	$8.15	Disposed	165401	Direct
2021-02-22	Common Stock	S	10000	$8.27	Disposed	165401	Direct
2021-03-15	Common Stock	F	4955	$20.83	Disposed	240446	Direct
2021-03-15	Common Stock	S	26000	$19.9231	Disposed	194446	Direct
2021-03-17	Common Stock	S	455	$19.5437	Disposed	214840	Direct
2021-03-17	Common Stock	F	5106	$18.42	Disposed	215295	Direct
2021-04-19	Common Stock	F	3649	$18.99	Disposed	242209	Direct
2021-04-19	Common Stock	S	51170	$19.6681	Disposed	191039	Direct
2021-04-22	Common Stock	S	23099	$19.3969	Disposed	167940	Direct
2021-01-27	Common Stock	S	10000	$7.77	Disposed	165401	Direct
2021-01-28	Common Stock	S	10000	$7.5281	Disposed	165401	Direct
2021-03-16	Common Stock	S	29045	$19.5437	Disposed	165401	Direct
2021-03-17	Common Stock	S	46900	$18.9162	Disposed	167940	Direct

Footnotes

F1: These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances.

F2: These shares were sold pursuant to a Rule 10b5-1 plan.

F3: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 165,401 shares of the Issuers common stock. Each of the sale and withholding transactions reported herein was with respect to shares received from the exercise of stock options previously described on prior Form 4s. Except in connection with the March 17, 2021 option exercise in which the Reporting Person sold all but 2,539 shares received upon exercise, the transactions reported herein did not result in a net change in the number of shares beneficially owned by the Reporting Person. As of the date of this filing, the Reporting Person beneficially owned 167,940 shares of the Issuers common stock.

F4: These shares were withheld by the Issuer in connection with the Reporting Persons exercise of stock options.