AEMETIS, INC — Director's Dealing 2021

Oct 29, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AEMETIS, INC (AMTX)
CIK: 0000738214
Period of Report: 2021-03-13

Reporting Person: Gupta Sanjeev (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-13	Common Stock	F	8503	$20.83	Disposed	141497	Direct
2021-03-16	Common Stock	S	47293	$19.5437	Disposed	94204	Direct
2021-03-17	Common Stock	S	91270	$18.9162	Disposed	2934	Direct
2021-04-19	Common Stock	F	1192	$18.99	Disposed	39442	Direct
2021-04-19	Common Stock	S	36449	$20.0831	Disposed	2993	Direct
2021-06-16	Common Stock	F	13835	$13.77	Disposed	64158	Direct
2021-06-16	Common Stock	S	53269	$14.2055	Disposed	10889	Direct

Footnotes

F1: These shares were withheld by the Issuer in connection with the Reporting Persons exercise of stock options.

F2: These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances.

F3: These shares were sold pursuant to a Rule 10b5-1 plan.

F4: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 0 shares of the Issuers common stock. Each of the sale and withholding transactions reported herein was with respect to shares received from the exercise of stock options previously described on prior Form 4s. Except in connection with the June 16, 2021 option exercise in which the Reporting Person sold all but 10,889 shares received upon exercise, the transactions reported herein did not result in a net change in the number of shares beneficially owned by the Reporting Person. As of the date of this filing, the Reporting Person beneficially owned 143 shares of the Issuers common stock.