AEMETIS, INC — Director's Dealing 2021

Nov 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AEMETIS, INC (AMTX)
CIK: 0000738214
Period of Report: 2021-11-02

Reporting Person: BARTON FRANCIS P (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-02	Common Stock	M	9445	$2.54	Acquired	22897	Direct
2021-11-03	Common Stock	M	10555	$2.54	Acquired	33452	Direct
2021-11-02	Common Stock	S	9445	$21.1321	Disposed	24007	Direct
2021-11-03	Common Stock	S	10555	$21.124	Disposed	13452	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-02	Option (right to buy)	$2.54	M	9445	Disposed	2026-05-21	Common stock and Series B Preferred (9445)	Direct
2021-11-03	Option (right to buy)	$2.54	M	10555	Disposed	2026-05-21	Common stock and Series B Preferred (10555)	Direct

Footnotes

F1: These shares were sold pursuant to a Rule 10b5-1 plan.

F2: As of the date of the filing of this Form 4, the Reporting Person beneficially owned 13,452 shares of the Issuers common stock.

F3: 50% vest Immediately on the grant date and rest 50% vest 1/12th over the three years.