AEMETIS, INC — Director's Dealing 2012

Sep 19, 2012

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AEMETIS, INC (AMTX)
CIK: 0000738214
Period of Report: 2008-01-29

Reporting Person: CAGAN LAIRD Q (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2008-11-26	Common Stock	X	358581	$1.5	Acquired	358581	Direct
2008-12-01	Common Stock	X	99488	$3	Acquired	458069	Direct
2008-11-17	Common Stock	J	12000000	—	Disposed	0	Indirect
2008-11-17	Common Stock	J	6000000	—	Acquired	12907000	Indirect
2010-05-11	Common Stock	J	600000	—	Acquired	1058069	Direct
2011-07-06	Common Stock	G	200000	—	Disposed	12707000	Indirect
2011-07-06	Common Stock	G	2000000	—	Disposed	10707000	Indirect
2011-07-06	Common Stock	G	2000000	—	Acquired	2000000	Indirect
2011-10-06	Common Stock	J	7659760	$0.05	Acquired	18366760	Indirect
2011-12-22	Common Stock	G	147000	—	Disposed	911069	Direct
2012-02-08	Common Stock	G	100000	—	Disposed	811069	Direct
2012-06-21	Common Stock	X	36667	$0.001	Acquired	847736	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2008-01-29	Common Stock Warrant	$1.5	G	175000	Disposed	2013-04-25	Common Stock (175000)	Direct
2008-11-26	Common Stock Warrant	$1.5	X	526666	Disposed	2013-04-25	Common Stock (526666)	Direct
2008-12-01	Series B Warrant	$3	X	275055	Disposed	2011-09-05	Common Stock (275055)	Direct
2012-06-14	Common Stock Warrant	$0.001	X	36667	Acquired	2017-06-14	Common Stock (36667)	Direct
2012-06-21	Common Stock Warrant	$0.001	X	36667	Disposed	2017-06-14	Common Stock (36667)	Direct

Footnotes

F1: The reporting person affected a cashless exercise of the Common Stock Warrant surrendering 168,085 warrant shares valued at $4.70 per share and was issued a net of 358,581 shares.

F2: The reporting person affected a cashless exercise of the Series B Warrant surrendering 175,567 warrant shares valued at $4.70 per share and was issued a net of 99,488 shares.

F3: Transfer of shares to limited liability company members, including 6,000,000 shares to Cagan Capital, LLC, which is indirectly beneficially owned by the Reporting Person.

F4: Issued in consideration for services rendered to the Issuer.

F5: Note conversion at $0.05 per share.

F6: Fully exercisable upon issuance.

F7: Multiple expiration dates from 9/5/11 through 9/21/12.