AI assistant
AEMETIS, INC — Director's Dealing 2012
Dec 7, 2012
33927_dirs_2012-12-07_a2ca0ef8-ed42-4be2-8a06-ca4f47b0d3cf.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AEMETIS, INC (AMTX)
CIK: 0000738214
Period of Report: 2012-11-05
Reporting Person: Waltz Todd (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-05 | Incentive Stock Option (Right to Buy) | $.55 | A | 224570 | Acquired | 2017-11-05 | Common Stock (224570) | Direct |
| 2012-11-05 | Incentive Stock Option (Right to Buy) | $.55 | A | 75430 | Acquired | 2017-11-05 | Common Stock (75430) | Direct |
| 2012-11-26 | Non-Qualified Stock Option (Right to Buy) | $3.00 | J | 90000 | Disposed | 2012-11-26 | Common Stock (90000) | Direct |
Footnotes
F1: Incentive Stock Grant pursuant to Company's 2007 Stock Option Plan, with 1/12th of the shares vesting every three months from Grant Date, subject to the terms of the Stock Agreement between Reporting Person and Issuer.
F2: Incentive Stock Grant pursuant to the Company's 2006 Stock Plan (formerly Zymetis, Inc.), with 1/12th of the shares vesting every three months from Grant Date, subject to the terms of the Stock Agreement between Reporting Person and Company.
F3: Cancellation of expired and un-exercised out-of-the money Non-Qualified Stock option grant.