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AEMETIS, INC — Director's Dealing 2012
Dec 7, 2012
33927_dirs_2012-12-07_74e277f0-b340-407a-9406-091f3b769d13.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AEMETIS, INC (AMTX)
CIK: 0000738214
Period of Report: 2012-11-05
Reporting Person: Sorgenti Harold (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-05 | Stock Option - Right to Buy | $.55 | A | 200000 | Acquired | 2017-11-05 | Common Stock (200000) | Direct |
| 2012-11-26 | Stock Option - Right to Buy | $3.00 | J | 100000 | Disposed | 2012-11-26 | Common Stock (100000) | Direct |
Footnotes
F1: Grant of Stock Option outside the Company's 2007 Stock Option Plan, with 100,000 vesting immediately and 1/8th of the remaining shares vesting every three months from Grant Date, subject to the terms of the Stock Agreement between Reporting Person and Company.
F2: Cancellation of expired and un-exercised out-of-the-money Non-Qualified Stock Option.
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