Aeluma, Inc. — Director's Dealing 2026

Feb 2, 2026

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Aeluma, Inc. (ALMU)
CIK: 0001828805
Period of Report: 2026-01-29

Reporting Person: Tompkins Mark N. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2026-01-29	Common Stock	S	27297	$16.75	Disposed	1892691	Direct
2026-01-29	Common Stock	S	5203	$17.16	Disposed	1887488	Direct
2026-01-30	Common Stock	S	24092	$15.88	Disposed	1863396	Direct
2026-01-30	Common Stock	S	908	$16.79	Disposed	1862488	Direct
2026-02-02	Common Stock	S	37500	$15.74	Disposed	1824988	Direct

Footnotes

F1: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $16.08 to $17.07, inclusive.

F2: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $17.08 to $17.22, inclusive.

F3: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $15.45 to $16.44, inclusive.

F4: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $16.45 to $17.33, inclusive.

F5: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $15.34 to $16.03, inclusive.