Aeluma, Inc. — Director's Dealing 2026

Jan 2, 2026

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Aeluma, Inc. (ALMU)
CIK: 0001828805
Period of Report: 2021-06-22

Reporting Person: McCarthy Lee (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-02-17	Common Stock	S	649570	$0.0061	Disposed	977425	Direct

Footnotes

F1: Mr. McCarthy sold 649,570 "unvested" but beneficially owned shares under the terms of a Founder's Stock Repurchase Agreement dated February 17, 2023, between Mr. McCarthy and the Issuer that exercised its right to repurchase those shares under the terms of the Founder's Restricted Stock Purchase Agreement dated October 27, 2020, between Mr. McCarthy and the Issuer that was triggered by the voluntary resignation of Mr. McCarthy effective November 17, 2022, as COO of the Issuer after earlier resigning as interim CFO. Mr. McCarthy's ownership of the Issuer's issued and outstanding shares of the Issuer's common stock following the Issuer's repurchase of the 649,750 "unvested" shares was 8.03% as set forth in the Issuer's Form 10-K for its fiscal year ended June 30, 2023, that was filed with the SEC on September 25, 2023.