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Aeluma, Inc. — Director's Dealing 2026
Jan 23, 2026
33300_dirs_2026-01-22_8f2b6218-e05c-4944-8cd9-01a08ac2b463.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aeluma, Inc. (ALMU)
CIK: 0001828805
Period of Report: 2026-01-20
Reporting Person: Tompkins Mark N. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-01-20 | Common Stock | S | 29112 | $20.66 | Disposed | 1995876 | Direct |
| 2026-01-20 | Common Stock | S | 888 | $21.58 | Disposed | 1994988 | Direct |
| 2026-01-21 | Common Stock | S | 30328 | $18.52 | Disposed | 1964660 | Direct |
| 2026-01-21 | Common Stock | S | 12947 | $19.30 | Disposed | 1951713 | Direct |
| 2026-01-21 | Common Stock | S | 1715 | $20.44 | Disposed | 1949998 | Direct |
| 2026-01-21 | Common Stock | S | 10 | $21.24 | Disposed | 1949988 | Direct |
| 2026-01-22 | Common Stock | S | 29038 | $18.05 | Disposed | 1920950 | Direct |
| 2026-01-22 | Common Stock | S | 962 | $18.81 | Disposed | 1919988 | Direct |
Footnotes
F1: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $20.41 to $21.40, inclusive.
F2: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $21.45 to $21.68, inclusive.
F3: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.98, inclusive.
F4: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $18.99 to $19.97, inclusive.
F5: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.99, inclusive.
F6: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $17.65 to $18.50, inclusive.
F7: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $18.67 to $19.02, inclusive.