Aeluma, Inc. — Director's Dealing 2025

Aug 13, 2025

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Aeluma, Inc. (ALMU)
CIK: 0001828805
Period of Report: 2025-08-04

Reporting Person: Stewart Christopher P. (Chief Financial Officer)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$21.04		Common Stock (110000)		Direct
RSU	$21.04		Common Stock (55000)		Direct

Footnotes

F1: 25% of the stock options (the "Options") will vest on the twelve (12) month anniversary of the Reporting Persons employment with the Company. The balance of the Options will vest in equal monthly increments, on each monthly anniversary of the Reporting Persons employment start date with the Company, over the next thirty-six (36) months.

F2: The Options expire on the 10-year anniversary of the Options vesting date.

F3: 25% of the RSU shares will vest at the end of the fiscal quarter following the twelve (12) month anniversary of the Reporting Persons employment start date with the Company, with a pro-rated amount for any partial quarter preceding the twelve (12) month anniversary. The balance of the RSUs will vest in equal quarterly increments, with a pro-rated amount for any partial final quarter.

F4: Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.