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Aeluma, Inc. — Director's Dealing 2025
Oct 2, 2025
33300_dirs_2025-10-02_67e045e9-cdab-4e1a-b300-05d0bf48e99a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aeluma, Inc. (ALMU)
CIK: 0001828805
Period of Report: 2025-09-29
Reporting Person: Tompkins Mark N. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-09-29 | Common Stock | S | 23382 | $17.52 | Disposed | 2892451 | Direct |
| 2025-09-29 | Common Stock | S | 1618 | $18.36 | Disposed | 2890833 | Direct |
| 2025-09-30 | Common Stock | S | 33380 | $16.18 | Disposed | 2857033 | Direct |
| 2025-09-30 | Common Stock | S | 200 | $17.54 | Disposed | 2856833 | Direct |
| 2025-10-01 | Common Stock | S | 9133 | $16.39 | Disposed | 2847700 | Direct |
| 2025-10-01 | Common Stock | S | 41367 | $16.97 | Disposed | 2806333 | Direct |
Footnotes
F1: The price reported in Column 4 represents a weighted average sales price of $17.52. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.98, inclusive.
F2: The price reported in Column 4 represents a weighted average sales price of $18.36. These shares were sold in multiple transactions at prices ranging from $18.02 to $18.64, inclusive.
F3: The price reported in Column 4 represents a weighted average sales price of $16.18. These shares were sold in multiple transactions at prices ranging from $15.86 to $16.75, inclusive.
F4: The price reported in Column 4 represents a weighted average sales price of $16.39. These shares were sold in multiple transactions at prices ranging from $15.77 to $16.76, inclusive.
F5: The price reported in Column 4 represents a weighted average sales price of $16.97. These shares were sold in multiple transactions at prices ranging from $16.77 to $17.20, inclusive.