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Aeluma, Inc. — Director's Dealing 2025
Oct 10, 2025
33300_dirs_2025-10-09_a931c3a0-f9ef-46e5-96bf-4a674e77e899.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aeluma, Inc. (ALMU)
CIK: 0001828805
Period of Report: 2025-10-07
Reporting Person: Tompkins Mark N. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-10-07 | Common Stock | S | 26693 | $17.46 | Disposed | 2649889 | Direct |
| 2025-10-07 | Common Stock | S | 7907 | $18.66 | Disposed | 2641982 | Direct |
| 2025-10-07 | Common Stock | S | 400 | $19.16 | Disposed | 2641582 | Direct |
| 2025-10-08 | Common Stock | S | 34300 | $17.46 | Disposed | 2607282 | Direct |
| 2025-10-08 | Common Stock | S | 700 | $18.14 | Disposed | 2606582 | Direct |
| 2025-10-09 | Common Stock | S | 35908 | $16.54 | Disposed | 2570674 | Direct |
| 2025-10-09 | Common Stock | S | 1000 | $17.25 | Disposed | 2569674 | Direct |
Footnotes
F1: The price reported in Column 4 represents a weighted average sales price of $17.46. These shares were sold in multiple transactions at prices ranging from $17.10 to $17.96, inclusive.
F2: The price reported in Column 4 represents a weighted average sales price of $18.66. These shares were sold in multiple transactions at prices ranging from $18.15 to $19.13, inclusive.
F3: The price reported in Column 4 represents a weighted average sales price of $19.16. These shares were sold in multiple transactions at prices ranging from $19.15 to $19.17, inclusive.
F4: The price reported in Column 4 represents a weighted average sales price of $17.46. These shares were sold in multiple transactions at prices ranging from $16.90 to $17.86, inclusive.
F5: The price reported in Column 4 represents a weighted average sales price of $18.14. These shares were sold in multiple transactions at prices ranging from $17.99 to $18.27, inclusive.
F6: The price reported in Column 4 represents a weighted average sales price of $16.54. These shares were sold in multiple transactions at prices ranging from $16.25 to $17.11, inclusive.