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Aeluma, Inc. — Director's Dealing 2025
Oct 21, 2025
33300_dirs_2025-10-21_c3fae970-07e5-4d16-8051-2aac0de49c4e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aeluma, Inc. (ALMU)
CIK: 0001828805
Period of Report: 2025-10-17
Reporting Person: Tompkins Mark N. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-10-17 | Common Stock | S | 33344 | $16.75 | Disposed | 2364144 | Direct |
| 2025-10-17 | Common Stock | S | 5913 | $17.77 | Disposed | 2358231 | Direct |
| 2025-10-17 | Common Stock | S | 743 | $18.45 | Disposed | 2357488 | Direct |
| 2025-10-20 | Common Stock | S | 37500 | $16.39 | Disposed | 2319988 | Direct |
Footnotes
F1: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $16.32 to $17.31, inclusive.
F2: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $17.32 to $18.31, inclusive.
F3: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $18.34 to $18.55, inclusive.
F4: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $17.00 to $16.00, inclusive.