Aeluma, Inc. — Director's Dealing 2021

Jun 24, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Aeluma, Inc. (N/A)
CIK: 0001828805
Period of Report: 2021-06-21

Reporting Person: Tompkins Mark N. (10% Owner, Former Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-21	Common stock, par value $0.0001 per share	J	25000	—	Disposed	4725000	Direct
2021-06-22	Common stock, par value $0.0001 per share	J	2450000	—	Disposed	2275000	Direct

Footnotes

F1: The reporting person transferred an aggregate of 25,000 shares of the Issuer's common stock as consideration for services rendered to an affiliate of the reporting person by the recipients.

F2: Pursuant to the terms of an Agreement and Plan of Merger and Reorganization, dated as of June 22, 2021, by and among the Issuer, Aeluma Operating Co. ("Acquisition Sub"), and Biond Photonics, Inc. (d.b.a. "Aeluma") ("Biond"), on June 22, 2021, Biond merged with and into Acquisition Sub, with Acquisition Sub continuing as the surviving entity (the "Merger") and as the Issuer's wholly-owned subsidiary. As a condition to the Merger, pursuant to the terms of a stock cancellation agreement, the reporting person voluntarily surrendered and canceled 2,450,000 shares of the Issuer's common stock prior to the consummation of the Merger. The reporting person resigned as a director of the Issuer upon consummation of the Merger.