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Aeluma, Inc. Director's Dealing 2021

Jun 30, 2021

33300_dirs_2021-06-29_43a37218-f48d-4eaf-b79a-affa26b67e54.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Aeluma, Inc. (NONE)
CIK: 0001828805
Period of Report: 2021-06-22

Reporting Person: Tompkins Mark N. (10% Owner, Former Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-22 Common stock, par value $0.0001 per share P 250000 $2.00 Acquired 2525000 Direct
2021-06-25 Common stock, par value $0.0001 per share P 107500 $2.00 Acquired 2632500 Direct

Footnotes

F1: These shares were purchased in the initial closing of the Issuer's private placement offering held on June 22, 2021.

F2: These shares were purchased in a second closing of the Issuer's private placement offering held on June 25, 2021.