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AEHR TEST SYSTEMS — Director's Dealing 2023
Feb 2, 2023
32300_dirs_2023-02-02_776625cf-c518-431f-ba10-89fecc694fbe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AEHR TEST SYSTEMS (AEHR)
CIK: 0001040470
Period of Report: 2023-01-31
Reporting Person: ROSATI MARIO M (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-31 | Common Stock | M | 10000 | $2.8100 | Acquired | 10000 | Direct |
| 2023-01-31 | Common Stock | M | 10000 | $3.4600 | Acquired | 20000 | Direct |
| 2023-01-31 | Common Stock | M | 10000 | $2.0300 | Acquired | 30000 | Direct |
| 2023-01-31 | Common Stock | M | 10000 | $1.7700 | Acquired | 40000 | Direct |
| 2023-01-31 | Common Stock | M | 14108 | $1.6400 | Acquired | 54108 | Direct |
| 2023-01-31 | Common Stock | M | 10000 | $1.3400 | Acquired | 64108 | Direct |
| 2023-01-31 | Common Stock | S | 64108 | $34.2288 | Disposed | 3701 | Direct |
| 2023-01-31 | Common Stock | S | 27000 | $34.7181 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-31 | Non-Qualified Stock Option (right to buy) | $1.3400 | M | 10000 | Disposed | 2027-10-20 | Common Stock (10000) | Direct |
| 2023-01-31 | Non-Qualified Stock Option (right to buy) | $1.6400 | M | 14108 | Disposed | 2027-04-21 | Common Stock (14108) | Direct |
| 2023-01-31 | Non-Qualified Stock Option (right to buy) | $1.7700 | M | 10000 | Disposed | 2026-10-22 | Common Stock (10000) | Direct |
| 2023-01-31 | Non-Qualified Stock Option (right to buy) | $2.0300 | M | 10000 | Disposed | 2025-10-23 | Common Stock (10000) | Direct |
| 2023-01-31 | Non-Qualified Stock Option (right to buy) | $2.8100 | M | 10000 | Disposed | 2023-10-18 | Common Stock (10000) | Direct |
| 2023-01-31 | Non-Qualified Stock Option (right to buy) | $3.4600 | M | 10000 | Disposed | 2024-10-26 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 48446 | Indirect |
| Common Stock | 151016 | Indirect |
Footnotes
F1: 1,621 unvested restricted stock units were cancelled when the reporting person retired from the Board of Directors on January 24, 2023.
F2: Shares held by Mario M. Rosati, Trustee of the Mario M. Rosati Trust U/D/T dated January 9, 1990.
F3: Shares held by Mario M. Rosati and Danelle Storm Rosati, Trustees of the Rosati Family Trust dated May 23, 1997.
F4: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.
F5: The total number of shares became exercisable on this date.