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AEHR TEST SYSTEMS — Director's Dealing 2015
May 11, 2015
32300_dirs_2015-05-11_bfb55e01-03c2-4681-a70e-230d665ba6ad.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: AEHR TEST SYSTEMS (AEHR)
CIK: 0001040470
Period of Report: 2015-05-05
Reporting Person: BUCK CARL N (VP OF MARKETING)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-05 | Common Stock | M | 1655 | $1.95 | Acquired | 95098 | Direct |
| 2015-05-05 | Common Stock | S | 1000 | $2.53 | Disposed | 94098 | Direct |
| 2015-05-05 | Common Stock | S | 200 | $2.55 | Disposed | 93898 | Direct |
| 2015-05-05 | Common Stock | S | 455 | $2.59 | Disposed | 93443 | Direct |
| 2015-05-06 | Common Stock | M | 7458 | $1.95 | Acquired | 100901 | Direct |
| 2015-05-06 | Common Stock | S | 1958 | $2.53 | Disposed | 98943 | Direct |
| 2015-05-06 | Common Stock | S | 500 | $2.55 | Disposed | 98443 | Direct |
| 2015-05-06 | Common Stock | S | 5000 | $2.49 | Disposed | 93443 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-05 | Incentive Stock Option (right to buy) | $1.95 | M | 1655 | Disposed | 2015-06-29 | Common Stock (1655) | Direct |
| 2015-05-06 | Incentive Stock Option (right to buy) | $1.95 | M | 7458 | Disposed | 2015-06-29 | Common Stock (7458) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4113 | Indirect |
Footnotes
F1: This amendment is being filed as the form 4 filed on 5/6/15 incorrectly stated the number of options exercised by the reporting person on May 5, 2015 and May 6, 2015, the number of shares sold by the reporting person on May 5, 2015 and May 6, 2015, and the form of ownership of those shares.
F2: Shares held directly by the Carl Buck Living Trust for which the reporting person serves as Trustee.
F3: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.