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AEHR TEST SYSTEMS — Director's Dealing 2014
Feb 4, 2014
32300_dirs_2014-02-04_b4ba7259-e2a9-4543-8427-d60f762e5b12.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: AEHR TEST SYSTEMS (AEHR)
CIK: 0001040470
Period of Report: 2014-01-30
Reporting Person: ROSATI MARIO M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-30 | Common Stock | M | 3750 | $1.29 | Acquired | 3750 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-30 | Non-Qualified Stock Option (right to buy) | $1.29 | M | 3750 | Disposed | 2014-02-11 | Common Stock (3750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 151016 | Indirect |
| Common Stock | 27000 | Indirect |
| Common Stock | 22500 | Indirect |
| Common Stock | 3701 | Direct |
Footnotes
F1: The Form 4 filed on January 31, 2014 disclosed 3,750 shares were "Direct" ownership. The actual ownership is "Indirect". 3,750 shares were actually held by Mario M. Rosati and Danelle Storm Rosati, Trustees of the Rosati Family Trust U/D/T dated May 23, 1997.
F2: Shares held by Mario M. Rosati, Trustee of the Mario M. Rosati Trust U/D/T dated January 9, 1990.
F3: Shares held by National Financial SCVS LLC as Custodian for Mario M. Rosati IRA.
F4: One ninth (1/9) of the total number of shares became exercisable on this date and an additional one ninth (1/9) of the total number of shares became exercisable each month thereafter.