ADX ENERGY LTD — Major Shareholding Notification 2016

May 12, 2016

Form 604

Corporations Law Section 671B

Notice of change of interests of substantial holder

ToCompany Name/Scheme	ADX Energy Limited
ACN/ARSN
1. Details of substantial holder	(1)
Name	Prudential plc
	M&G Group Limited
	M&G Limited
	M&G Investment Management Limited
	M&G Securities Limited
	M&G Investment Funds (4)
	M&G Investment Funds (7)
ACN/ARSN (if applicable)
There was a change in the	11 May 2016
interests
of the substantial holder on
The previous notice was given	04 May 2016
to the company on
The previous notice was dated	04 May 2016

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of Security (4)	Previous Notice	Previous Notice	Present Notice	Present Notice
	Person’s votes	Voting Power (5)	Person’s votes	Voting Power (5)
NPV Shares	85,128,631	12.96%	78,436,484	10.17%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant interest changed	Nature of change (6)	Consideration given in relation to change (7)	Class and number of securities affected	Person’s votes affected
	Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited, M&G Securities Limited M&G Investment Funds (4) M&G Investment Funds(7)
		PLEASE SEE ANNEX 1 (Below)

4. Present relevant interests

Freehills Melbourne ASIC00603\003811236

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Registeredholderofsecurities	Person entitled to be registered as holder (8)	Class and number of securities
Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited, M&G Securities Limited M&G Investment Funds (4)	State Street Noms Ltd A/C MGRN M&G Episode Allocation Fund	21,664,705
Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited, M&G Securities Limited M&G Investment Funds (4)	State Street Noms Ltd A/C MGRQ M&G Episode Growth Fund	42,196,633
Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited, M&G Securities Limited	State Street Noms Ltd A/C MGRZ M&G Dynamic Allocation Fund	13,923,768
Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited, M&G Securities Limited M&G Investment Funds (4)	M&G Episode Defensive Fund	651,378

5. Changes in association

The persons who have been associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and CAN/ARSN (if applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Prudential PLC	LaurencePountneyHill,London EC4R0HH,England
M&G GroupLimited	Laurence PountneyHill, London EC4R 0HH, England
M&G Limited	Laurence Pountney Hill, London EC4R 0HH, England
M&G GroupLimited	Laurence Pountney Hill, London EC4R 0HH, England
M&G Investment Management Limited	Laurence Pountney Hill, London EC4R 0HH, England
M&G Securities Limited	Laurence Pountney Hill, London EC4R 0HH, England
M&G Investment Funds (4), (7)	Laurence Pountney Hill, London EC4R 0HH, England
State StreetNomineesLtd	20 Churchill Place, CanaryWharf,London E145HJ,England

Signature
	John Baker	Date:12 May 2016
sign here
print name	John Baker	capacityShareholder Disclosures Analyst

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DIRECTIONS

• (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

• (2) See the definition of “associate” in section 9 of the Corporations Law.

• (3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.

• (4) The voting shares of a company constitute one class unless divided into separate classes.

• (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

(6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

• (7) Include details of: (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

• (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of “relevant agreement” in section 9 of the Corporations Law.

• (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown”.

• (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

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Annex 1: Transactions – 04 May 2016 – 11 May 2016

Holder of relevant interest	Date of Acquisition	Consideration (9) Cash	Class and number of securities
Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited M&G Securities Limited M&G Investment Funds (4) (State Street Noms Ltd A/C MGRN -	05-May-16 06-May-16 09-May-16 10-May-16 11-May-16	-567 -3,546 -3,072 -2,155 -4,074	-81,081 -506,861 -439,167 -308,077 -513,232
M&G Episode Allocation Fund)
Prudential plc
M&G Group Limited M&G Limited M&G Investment Management Limited M&G Securities Limited M&G Investment Funds (4) M&G Episode Defensive Fund	05-May-16 06-May-16 09-May-16 10-May-16 11-May-16	-17 -107 -92 -65 -122	-2,438 -15,239 -13,203 -9,263 -15,431
Prudential plc M&G Group Limited M&G Limited M&G Investment Management Liitd	05-May-16 06-May-16 09-May-16	-365 -2,279 -1,974	-52,111 -325,757 -282,250
me M&G Securities Limited M&G Investment Funds (4) (State Street Noms Ltd A/C MGRZ - M&G Dynamic Allocation Fund)	10-May-16 11-May-16	-1,385 -2,618	-197,999 -329,851
Prudential plc M&G Group Limited M&G Limited M&G Investment Management Liitd	05-May-16 06-May-16 09-May-16	-1,105 -6,906 -5,983	-157,923 -987,221 -855,369
me M&G Securities Limited M&G Investment Funds (4) (State Street Noms Ltd A/C MGRQ – M&G Episode Growth Fund)	10-May-16 11-May-16	-4,197 -7,934	-600,045 -999,629

Freehills Melbourne ASIC00603\003811236