ADX ENERGY LTD — Major Shareholding Notification 2016

Jun 27, 2016

Corporations Law Section 671B Notice of change of interests of substantial holder

Form 604

To Company Name/Scheme ADX Energy Limited ACN/ARSN

1. Details of substantial holder (1)

Name Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited M&G Securities Limited M&G Investment Funds (4) M&G Investment Funds (7) ACN/ARSN (if applicable) There was a change in the 24 June 2016 interests of the substantial holder on The previous notice was given 1 June 2016 to the company on The previous notice was dated 1 June 2016

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

eme, are as follows:
Class of Security (4)	Previous Notice		Present Notice
	Person’s votes	Voting Power (5)	Person’s votes	Voting Power (5)
NPV Shares	70,200,000	9.11%	55,090,406	7.14%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant interest changed	Nature of change (6)	Consideration given in relation to change (7)	Class and number of securities affected	Person’s votes affected
	Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited, M&G Securities Limited M&G Investment Funds (4) M&G Investment Funds(7)
		PLEASE SEE ANNEX 1 (Below)

4. Present relevant interests

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Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Registeredholderofsecurities Person entitled to be registered as holder (8) Class and number of securities Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited, M&G Securities Limited M&G Investment Funds (4) State Street Noms Ltd A/C MGRN M&G Episode Allocation Fund 15,216,356 Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited, M&G Securities Limited M&G Investment Funds (7) State Street Noms Ltd A/C MGRQ M&G Episode Growth Fund 29,637,096 Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited, M&G Securities Limited M&G Dynamic Allocation Fund State Street Noms Ltd A/C MGRZ M&G Dynamic Allocation Fund 9,779,454 Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited, M&G Securities Limited M&G Investment Funds (4) M&G Episode Defensive Fund 457,500 5. Changes in association The persons who have been associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows: Name and CAN/ARSN (if applicable) Nature of association 6. Addresses The addresses of persons named in this form are as follows: Name Address Prudential PLC LaurencePountneyHill,London EC4R0HH,England M&G GroupLimited Laurence PountneyHill, London EC4R 0HH, England M&G Limited Laurence Pountney Hill, London EC4R 0HH, England M&G Investment Management Limited Laurence Pountney Hill, London EC4R 0HH, England M&G Securities Limited Laurence Pountney Hill, London EC4R 0HH, England M&G Investment Funds (4), (7) Laurence Pountney Hill, London EC4R 0HH, England State Street Nominees Ltd 20 Churchill Place, Canary Wharf, London E14 5HJ, England Signature sign here Owen Smith Date:27 June 2016 print name Owen Smith capacityShareholder Disclosures Analyst	Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Registeredholderofsecurities Person entitled to be registered as holder (8) Class and number of securities Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited, M&G Securities Limited M&G Investment Funds (4) State Street Noms Ltd A/C MGRN M&G Episode Allocation Fund 15,216,356 Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited, M&G Securities Limited M&G Investment Funds (7) State Street Noms Ltd A/C MGRQ M&G Episode Growth Fund 29,637,096 Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited, M&G Securities Limited M&G Dynamic Allocation Fund State Street Noms Ltd A/C MGRZ M&G Dynamic Allocation Fund 9,779,454 Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited, M&G Securities Limited M&G Investment Funds (4) M&G Episode Defensive Fund 457,500 5. Changes in association The persons who have been associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows: Name and CAN/ARSN (if applicable) Nature of association 6. Addresses The addresses of persons named in this form are as follows: Name Address Prudential PLC LaurencePountneyHill,London EC4R0HH,England M&G GroupLimited Laurence PountneyHill, London EC4R 0HH, England M&G Limited Laurence Pountney Hill, London EC4R 0HH, England M&G Investment Management Limited Laurence Pountney Hill, London EC4R 0HH, England M&G Securities Limited Laurence Pountney Hill, London EC4R 0HH, England M&G Investment Funds (4), (7) Laurence Pountney Hill, London EC4R 0HH, England State Street Nominees Ltd 20 Churchill Place, Canary Wharf, London E14 5HJ, England Signature sign here Owen Smith Date:27 June 2016 print name Owen Smith capacityShareholder Disclosures Analyst
	Signature sign here Owen Smith Date:27 June 2016 print name Owen Smith capacityShareholder Disclosures Analyst

5. Changes in association

The persons who have been associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

6. Addresses

The addresses of persons named in this form are as follows:

Signature
	Owen Smith	Date:27 June 2016
sign here
print name	Owen Smith	capacityShareholder Disclosures Analyst

Freehills Melbourne ASIC00603\003811236

DIRECTIONS

(1)	If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an
	equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to
	throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the
	form.
(2)	See the definition of “associate” in section 9 of the Corporations Law.
(3)	See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.
(4)	The voting shares of a company constitute one class unless divided into separate classes.
(5)	The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant
	interest in.
(6)	The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
(7)	Include details of:
	(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out
	the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany
	this form, together with a written statement certifying this contract, scheme or arrangement; and
	(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to
	which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
	See the definition of “relevant agreement” in section 9 of the Corporations Law.
(8)	If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown”.
(9)	Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become
	entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be
	included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom
	the relevant interest was acquired.

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Annex 1: Transactions – 1 June 2016 – 27 June 2016

Holder of relevant interest	Date of Acquisition	Consideration (9) Cash	Class and number of securities
Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited M&G Securities Limited M&G Investment Funds (4) (State Street Noms Ltd A/C MGRN - M&G Episode Allocation Fund)	02-Jun-16	-483	-69,052
	03-Jun-16	-386	-55,241
	23-Jun-16	-1,111	-158,819
	24-Jun-16	-23,663	-3,890,263
Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited M&G Securities Limited M&G Investment Funds (7) M&G Episode Defensive Fund	02-Jun-16	-15	-2,076
	03-Jun-16	-12	-1,661
	23-Jun-16	-33	-4,775
	24-Jun-16	-711	-116,966
Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited M&G Securities Limited (State Street Noms Ltd A/C MGRZ - M&G Dynamic Allocation Fund)	02-Jun-16	-310	-44,379
	03-Jun-16	-248	-35,503
	23-Jun-16	-714	-102,072
	24-Jun-16	-15,208	-2,500,248
Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited M&G Securities Limited M&G Investment Funds (4) (State Street Noms Ltd A/C MGRQ – M&G Episode Growth Fund)	02-Jun-16	-941	-134,493
	03-Jun-16	-753	-107595
	23-Jun-16	-2,164	-309,334
	24-Jun-16	-46,090	-7,577,117

Freehills Melbourne ASIC00603\003811236