ADX ENERGY LTD — Major Shareholding Notification 2016

Sep 12, 2016

605

Form605

Corporations Act 2001 Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme

ADX Energy Limited

ACN/ ARSN

1. Details of substantial holder(1)

Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited M&G Securities Limited M&G Investment Funds (4) M&G Investment Funds (7)

The holder ceased to be a substantial holder on

09 September

The previous notice was given to the company on

15 August 2016

The previous notice was dated

15 August 2016

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Person whose relevant interest changed	Date Of Change	Nature of change	Consideration given in relation to change (5)	Class (6) and number of securities affected	Person's votes affected
Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited M&G Securities Limited M&G Investment Funds (4) (State Street Noms Ltd A/C MGRN - M&G Episode Allocation Fund)	12-Aug-16	Sale	-3,312	552,414	552,414
	24-Aug-16	Sale	-916	152,743	152,743
	02-Sep-16	Sale	-2,625	437,788	437,788
	08-Sep-16	Sale	-4,263	711,058	711,058
	09-Sep-16	Sale	-16,561	2,762,070	2,762,070
Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited M&G Securities Limited M&G Investment Funds (7) M&G Episode Defensive Fund	12-Aug-16	Sale	-100	16,609	16,609
	24-Aug-16	Sale	-28	4,592	4,592
	02-Sep-16	Sale	-79	13,163	13,163
	08-Sep-16	Sale	-128	21,379	21,379
	09-Sep-16	Sale	-498	83,045	83,045

Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited M&G Securities Limited (State Street Noms Ltd A/C MGRZ - M&G Dynamic Allocation Fund) Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited M&G Securities Limited M&G Investment Funds (4) (State Street Noms Ltd A/C MGRQ – M&G Episode Growth Fund)				605	605
	12-Aug-16	Sale	-2,129	355,033	355,033
	24-Aug-16	Sale	-589	98,167	98,167
	02-Sep-16	Sale	-1,687	281,364	281,364
	08-Sep-16	Sale	-2,740	456,992	456,992
	09-Sep-16	Sale	-10,644	1,775,164	1,775,164
	12-Aug-16	Sale	-6,451	1,075,944	1,075,944
	24-Aug-16	Sale	-1,784	297,498	297,498
	02-Sep-16	Sale	-5,113	852,685	852,685
	08-Sep-16	Sale	-8,304	1,384,938	1,384,938
	09-Sep-16	Sale	-32,256	5,379,721	5,379,721

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

4. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Prudentialplc	Laurence Pountney Hill, London EC4R 0HH, England
M&G Group Limited	Laurence Pountney Hill, London EC4R 0HH, England
M&G Limited	Laurence Pountney Hill, London EC4R 0HH, England
M&G Group Limited	Laurence Pountney Hill, London EC4R 0HH, England
M&G Investment Management Limited	Laurence Pountney Hill, London EC4R 0HH, England
M&G Securities Limited	Laurence Pountney Hill, London EC4R 0HH, England
M&G Investment Funds (4)	Laurence Pountney Hill, London EC4R 0HH, England
M&G Investment Funds (7)	Laurence Pountney Hill, London EC4R 0HH, England
State Street Nominees Limited	20 Churchill Place, Canary Wharf, London E14 5HJ, England

Signature

print name John Baker

Capacity: Shareholder Disclosures Analyst

sign here John Baker

Date: 12 September 2016

605

DIRECTIONS

• (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the formas a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.

• (2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

• (3) See the definition of "associate" in section 9 of the Corporations Act 2001.

• (4)

Includedetailsof:

• (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

• (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to whichtherelevant interest relates (indicatingclearly theparticular securities towhichthequalificationapplies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

• (5) Details of the consideration must include any and all benefits, money and other, that any person fromwhoma relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whomthe relevant interest was acquired.

• (6) The voting shares of a company constitute one class unless divided into separate classes.

• (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding