ADX ENERGY LTD — Major Shareholding Notification 2014

Oct 21, 2014

Form 604 Corporations Law Section 671B Notice of change of interests of substantial holder

ToCompany Name/Scheme	ADX Energy Limited
ACN/ARSN
1. Details of substantial holder	(1)
Name	Prudential Plc
	M&G Investment Management Limited,
	M&G Limited,
	M&G Group Limited
	M&G Securities Limited
	M&G Investment Funds (4)
	M&G Investment Funds (7)
ACN/ARSN (if applicable)
There was a change in the	20 October 2014
interests
of the substantial holder on
The previous notice was given	21 October 2013
to the company on
The previous notice was dated	21 October 2013

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

	Class of Security (4) Previous Notice	Class of Security (4) Previous Notice				Present Notice	Present Notice
		Person’s votes	Voting Power (5)			Person’s votes		Voting Power (5)
	NPV Shares	60,000,000	11.00%			87,777,778		13.96%
	Changes in relevant interests
	culars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities									of
	pany or scheme, since the substantial holder was last required to give				a substantial holding notice to the company or scheme are as f
	Date of	Person whose relevant interest		Nature of	Consideration		Class	and number	Person’s votes
	change	changed		change (6)	given in relation to		of securities		affected
					change (7)		affected
		Prudential Plc
		M&G Investment Management Limited,		PLEASE SEE ANNEX 1 (Below)
		M&G Limited,
		M&G Group Limited
		M&G Securities Limited
		M&G Investment Funds (4)
		M&G Investment Funds (7)

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

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4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Registeredholderofsecurities	Person entitled to be registered as holder (8)	Class and number of securities
M&G Investment Management Limited, M&G Limited, M&G Group Limited M&G Securities Limited Prudential plc M&G Investment Funds (4)	State Street Noms Ltd A/C MGRN	24,244,836
M&G Investment Management Limited, M&G Limited, M&G Group Limited M&G Securities Limited Prudential plc M&G Investment Funds (4)	State Street Noms Ltd A/C MGRQ	47,221,987
M&G Investment Management Limited, M&G Limited, M&G Group Limited M&G Securities Limited Prudential plc M&G Investment Funds (7)	State Street Noms Ltd A/C MGRZ	15,582,004
M&G Investment Management Limited, M&G Limited, M&G Group Limited M&G Securities Limited Prudential plc M&GEpisodeDefensiveFund	M&G Episode Defensive Fund	728,951

5. Changes in association

The persons who have been associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and CAN/ARSN (if applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Prudential PLC	LaurencePountneyHill,London EC4R0HH,England
M&GInvestmentFunds (4), (7)	LaurencePountneyHill,London EC4R0HH,England
M&G Investment Management Limited	Laurence Pountney Hill, London EC4R 0HH, England
M&G Limited	Laurence Pountney Hill, London EC4R 0HH, England
M&G GroupLimited	Laurence Pountney Hill, London EC4R 0HH, England
M&G Securities Limited	Laurence Pountney Hill, London EC4R 0HH, England
State StreetNomineesLtd	20 Churchill Place, CanaryWharf,London E145HJ,England

Signature
	Owen Smith	Date:21 October 2014
sign here
print name	Owen Smith	capacityNotifiables Administrator

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DIRECTIONS

(1)	If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an
	equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to
	throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the
	form.
(2)	See the definition of “associate” in section 9 of the Corporations Law.
(3)	See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.
(4)	The voting shares of a company constitute one class unless divided into separate classes.
(5)	The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant
	interest in.
(6)	The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
(7)	Include details of:
	(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out
	the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany
	this form, together with a written statement certifying this contract, scheme or arrangement; and
	(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to
	which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
	See the definition of “relevant agreement” in section 9 of the Corporations Law.
(8)	If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown”.
(9)	Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become
	entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be
	included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom
	the relevant interest was acquired.

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Annex 1: Transactions – 21 October 2013 – 17 October 2014

Holder of relevant interest	Date of Acquisition	Consideration (9) Cash	Class and number of securities
M&G Investment Management Limited, M&G Limited, M&G Group Limited M&G Securities Limited Prudential plc M&G Investment Funds (4) State Street Noms Ltd A/C MGRN	20-Oct-14	*N/A	7,666,667
M&G Investment Management Limited, M&G Limited, M&G Group Limited M&G Securities Limited Prudential plc (M&G Episode Defensive Fund)	20-Oct-14	*N/A	222,222
M&G Investment Management Limited, M&G Limited, M&G Group Limited M&G Securities Limited Prudential plc M&G Investment Funds (7) State Street Noms Ltd A/C MGRZ	20-Oct-14	*N/A	4,944,444
M&G Investment Management Limited, M&G Limited, M&G Group Limited M&G Securities Limited Prudential plc M&G Investment Funds (4) State Street Noms Ltd A/C MGRQ	20-Oct-14	*N/A	14,944,445

*Placing of new shares.

Freehills Melbourne ASIC00603\003811236