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ADVENT TECHNOLOGIES HOLDINGS, INC. — Director's Dealing 2022
Jul 15, 2022
35263_dirs_2022-07-15_c6b57783-f7f7-474f-956e-d3c453008650.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVENT TECHNOLOGIES HOLDINGS, INC. (ADN)
CIK: 0001744494
Period of Report: 2022-07-12
Reporting Person: Gregoriou Vassilios (Director, CEO, Chair, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-07-12 | Common Stock | A | 175000 | $0.00 | Acquired | 6562624 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-07-12 | Employee Stock Options (right to buy) | $2.74 | A | 175000 | Acquired | 2032-07-12 | Common Stock (175000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $10.36 | 2021-06-11 | Common Stock (922118) | 922118 | Direct |
Footnotes
F1: Restricted stock units ("RSUs"), representing a contingent right to receive common stock, granted pursuant to Issuer's 2021 Equity Incentive Plan, dated February 4, 2021 (the "Plan").
F2: RSUs are a common stock equivalent that may be settled solely by delivery of an equal number of shares of Issuer's common stock. They vest 25% over four years on each anniversary of the grant date and will be fully vested on July 12, 2026.
F3: Employee stock options (right to buy) ("Options") granted pursuant to the Plan.
F4: Options vest 25% over four years on each anniversary of the grant date and will be fully vested as of July 12, 2026.