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ADVENT TECHNOLOGIES HOLDINGS, INC. — Director's Dealing 2021
Jun 15, 2021
35263_dirs_2021-06-15_3cd677d2-d0fc-4804-9c98-81b743a4518b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVENT TECHNOLOGIES HOLDINGS, INC. (ADN)
CIK: 0001744494
Period of Report: 2021-06-11
Reporting Person: Coffey James F. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-11 | Common Stock | A | 345794 | — | Acquired | 936499 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-11 | Stock Options | $10.36 | A | 345794 | Acquired | 2031-06-11 | Common Stock (345794) | Direct |
Footnotes
F1: Represents 345,794 restricted stock units that is a contingent right to receive common stock upon vesting granted pursuant to the Advent Technologies Holdings, Inc. 2021 Equity Incentive Plan, dated as of February 4, 2021. The restricted stock units will vest 25% upon each anniversary of February 4, 2021, the vesting commencement date, until the fourth anniversary of the vesting commencement date.
F2: Received pursuant to the Advent Technologies Holdings, Inc. 2021 Equity Incentive Plan, dated as of February 4, 2021. The options will vest 25% upon each anniversary of February 4, 2021, the vesting commencement date, until the fourth anniversary of the vesting commencement date.