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ADVENT TECHNOLOGIES HOLDINGS, INC. — Director's Dealing 2021
Jun 16, 2021
35263_dirs_2021-06-16_64569115-1e26-424e-96a9-17901268d387.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ADVENT TECHNOLOGIES HOLDINGS, INC. (ADN)
CIK: 0001744494
Period of Report: 2021-06-11
Reporting Person: Gregoriou Vassilios (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-11 | Common Stock | A | 922118 | — | Acquired | 6387624 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-11 | Stock Options | $922118 | A | 922118 | Acquired | 2031-06-11 | Common Stock (922118) | Direct |
Footnotes
F1: This amended Form 4 is being filed only to report that the reporting holder is also a 10% holder. No changes to the originally filed Form 4 are otherwise being reported on this amended Form 4. The line item in Table I is included only to include this footnote in order to gain access to the SEC's filing system.
F2: Received pursuant to the Advent Technologies Holdings, Inc. 2021 Equity Incentive Plan, dated as of February 4, 2021. The options will vest 25% upon each anniversary of February 4, 2021, the vesting commencement date, until the fourth anniversary of the vesting commencement date.
F3: Received pursuant to the Advent Technologies Holdings, Inc. 2021 Equity Incentive Plan, dated as of February 4, 2021. The restricted stock units will vest 25% upon each anniversary of February 4, 2021, the vesting commencement date, until the fourth anniversary of the vesting commencement date.