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ADVENT TECHNOLOGIES HOLDINGS, INC. Director's Dealing 2021

Jun 16, 2021

35263_dirs_2021-06-16_64569115-1e26-424e-96a9-17901268d387.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: ADVENT TECHNOLOGIES HOLDINGS, INC. (ADN)
CIK: 0001744494
Period of Report: 2021-06-11

Reporting Person: Gregoriou Vassilios (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-11 Common Stock A 922118 Acquired 6387624 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-06-11 Stock Options $922118 A 922118 Acquired 2031-06-11 Common Stock (922118) Direct

Footnotes

F1: This amended Form 4 is being filed only to report that the reporting holder is also a 10% holder. No changes to the originally filed Form 4 are otherwise being reported on this amended Form 4. The line item in Table I is included only to include this footnote in order to gain access to the SEC's filing system.

F2: Received pursuant to the Advent Technologies Holdings, Inc. 2021 Equity Incentive Plan, dated as of February 4, 2021. The options will vest 25% upon each anniversary of February 4, 2021, the vesting commencement date, until the fourth anniversary of the vesting commencement date.

F3: Received pursuant to the Advent Technologies Holdings, Inc. 2021 Equity Incentive Plan, dated as of February 4, 2021. The restricted stock units will vest 25% upon each anniversary of February 4, 2021, the vesting commencement date, until the fourth anniversary of the vesting commencement date.