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ADVENT TECHNOLOGIES HOLDINGS, INC. Director's Dealing 2020

Oct 21, 2020

35263_dirs_2020-10-20_5529a8a3-2519-4634-bbb0-415008579098.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMCI Acquisition Corp. (AMCI)
CIK: 0001744494
Period of Report: 2020-10-16

Reporting Person: Hudson Bay Capital Management LP (10% Owner)
Reporting Person: Gerber Sander (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-10-16 Class A common stock, par value $0.0001 J 1601100 $10.3 Disposed 1000000 Indirect

Footnotes

F1: The Reporting Persons elected to redeem 1,601,100 shares of Class A Common Stock for cash.

F2: Reflects the Reporting Persons' best estimate of the redemption price. The Reporting Persons will file an amendment to this Form 4 to the extent the actual redemption price differs in any material respect from the price reported in column (4).

F3: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.