ADVENT TECHNOLOGIES HOLDINGS, INC. — Director's Dealing 2018

Nov 30, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMCI Acquisition Corp. (AMCI)
CIK: 0001744494
Period of Report: 2018-11-27

Reporting Person: AMCI Sponsor LLC (N/A)
Reporting Person: Mende Hans J (N/A)
Reporting Person: Kundrun Fritz R (N/A)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-11-27	Class B Common Stock	$	J	236981	Disposed		Class A Common Stock (236981)	Direct

Footnotes

F1: On November 27, 2018, AMCI Sponsor LLC (the "Sponsor") forfeited at no cost 236,981 shares of Class B common stock of AMCI Acquisition Corp. (the "Issuer"), par value $0.0001 per share (the "Class B Common Stock") in connection with the partial exercise by the underwriters of the Issuer's initial public offering of their over-allotment option.

F2: As described in the Issuer's registration statement on Form S-1 (File No. 333-227994) under the heading "Description of Securities--Founder Shares," the shares of Class B Common Stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F3: 2005 Kirmar Trust (US) and Fritz R. Kundrun Revocable Trust (US) each hold 50% of the Sponsor. Hans J. Mende, the Issuer's Executive Chairman, is the trustee of 2005 Kirmar Trust (US) and Fritz R. Kundrun is the trustee of Fritz R. Kundrun Revocable Trust (US), and as a result each has voting and investment discretion with respect to the Class B common stock held by the Sponsor. Each may thus be deemed to have beneficial ownership of the Class B common stock held directly by the Sponsor. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.