ADVENT CONVERTIBLE & INCOME FUND

Regulatory Filings • Mar 13, 2018

8-K 1 chisr01a-1014232xv3xform_8.htm AVK FORM 8-K html PUBLIC "-//W3C//DTD HTML 4.01 Transitional//EN" "http://www.w3.org/TR/html4/loose.dtd" Document created using Wdesk 1 Copyright 2018 Workiva Document

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

FORM 8-K

CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): March 13, 2018 (March 7, 2018)

Advent Claymore Convertible Securities and Income Fund (Exact name of registrant as specified in its charter)

Delaware	811-21309	11-3683138
(State or other jurisdiction	(Commission File Number)	(I.R.S. Employer
of incorporation)		Identification No.)
888 Seventh Avenue, 31 st Floor
New York, NY		10019
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: (212) 482-1600

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d- 2(b))
	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13-4(c))

1

1

Item 7.01 Regulation FD Disclosure.

Second Amended and Restated By-Laws . On March 7, 2018, the Board of Trustees of Advent Claymore Convertible Securities and Income Fund (the “ Fund ”) amended and restated in its entirety the Amended and Restated By-Laws of the Fund (the “ Second Amended and Restated By-Laws ”). The Second Amended and Restated By-Laws are attached hereto as Exhibit 3.1 and are incorporated herein by reference.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

3.1 Second Amended and Restated By-Laws of Advent Claymore Convertible Securities and Income Fund

2

2

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

By:	/s/ Edward C. Delk
Name:	Edward C. Delk
Title:	Secretary
DATE: March 13, 2018

3

3

EXHIBIT INDEX

Exhibit No.	Description
3.1	Second Amended and Restated By-Laws of Advent Claymore Convertible Securities and Income Fund

4

4