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AdvanSix Inc. — Director's Dealing 2023
Mar 3, 2023
32794_dirs_2023-03-02_abca8032-8f1b-4946-b17e-049e4ad115fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AdvanSix Inc. (ASIX)
CIK: 0001673985
Period of Report: 2023-02-28
Reporting Person: Kintiroglou Achilles B. (SVP, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-28 | Common Stock, par value $0.01 | A | 30200 | — | Acquired | 50121 | Direct |
| 2023-02-28 | Common Stock, par value $0.01 | F | 14792 | $41.20 | Disposed | 35329 | Direct |
| 2023-02-28 | Common Stock, par value $0.01 | A | 4095 | — | Acquired | 39604 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-28 | Stock Option (right to buy) | $41.2 | A | 9171 | Acquired | 2033-02-28 | Common Stock, par value $0.01 (9171.0) | Direct |
Footnotes
F1: Shares of common stock acquired upon vesting of performance stock units ("PSUs") granted February 26, 2020.
F2: Shares withheld to satisfy tax withholding obligations related to performance stock units that vested on February 28, 2023.
F3: Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, which will vest in full on February 28, 2026.
F4: Includes 180 shares representing shares credited as dividend equivalents in connection with unvested restricted stock units under the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which were acquired in a transaction exempt from reporting under Rule 16a-11.
F5: Grant of stock options pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, which are scheduled to vest in three equal annual installments on the first three anniversaries of the grant date.