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AdvanSix Inc. — Director's Dealing 2022
Mar 2, 2022
32794_dirs_2022-03-02_65ccd449-6a07-47cf-9e34-8d1c0a41f5fc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AdvanSix Inc. (ASIX)
CIK: 0001673985
Period of Report: 2022-02-28
Reporting Person: Kintiroglou Achilles B. (SVP, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-28 | Common Stock, par value $0.01 | A | 816 | — | Acquired | 22687 | Direct |
| 2022-02-28 | Common Stock, par value $0.01 | F | 819 | $39.15 | Disposed | 21868 | Direct |
| 2022-02-28 | Common Stock, par value $0.01 | A | 3512 | — | Acquired | 25382 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-28 | Stock Option (right to buy) | $39.15 | A | 9814 | Acquired | 2032-02-28 | Common Stock, par value $0.01 (9814.0) | Direct |
Footnotes
F1: Shares of common stock acquired upon vesting of performance stock units ("PSUs") granted on February 27, 2019.
F2: Shares withheld to satisfy tax withholding obligations related to (i) vesting of the PSUs and (ii) restricted stock units that vested on February 28, 2022.
F3: Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which will vest in full on February 28, 2025.
F4: Includes 2 shares representing shares credited as dividend equivalents in connection with unvested restricted stock units under the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which were acquired in a transaction exempt from reporting under Rule 16a-11.
F5: Grant of stock options pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which are scheduled to vest in three equal annual installments on the first three anniversaries of the grant date.