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AdvanSix Inc. — Director's Dealing 2022
May 18, 2022
32794_dirs_2022-05-18_1e1b90c3-cb6f-47ca-9dc4-683a6a263632.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AdvanSix Inc. (ASIX)
CIK: 0001673985
Period of Report: 2022-05-16
Reporting Person: Gramm Christopher (Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-16 | Common Stock, par value $0.01 | S | 800 | $46.24 | Disposed | 39965 | Direct |
| 2022-05-16 | Common Stock, par value $0.01 | S | 200 | $46.86 | Disposed | 39765 | Direct |
| 2022-05-16 | Common Stock, par value $0.01 | M | 5186 | $14.29 | Acquired | 44951 | Direct |
| 2022-05-16 | Common Stock, par value $0.01 | S | 4306 | $46.27 | Disposed | 40645 | Direct |
| 2022-05-16 | Common Stock, par value $0.01 | S | 880 | $46.77 | Disposed | 39765 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-16 | Stock Option (right to buy) | $14.29 | M | 5186 | Disposed | 2030-02-26 | Common Stock, par value $0.01 (5186.0) | Direct |
Footnotes
F1: The sale of shares reported here was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2022.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.79 to $46.62, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.80 to $46.91, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F4: The exercise of options and sale of the underlying shares reported here were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2022.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.67 to $46.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.67 to $46.91, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F7: This option vests in one-third increments on February 26, 2021, February 26, 2022 and February 26, 2023.