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ADVANCED MICRO DEVICES INC — Director's Dealing 2023
Jun 8, 2023
29764_dirs_2023-06-08_9c33dfd0-bf33-49cc-b1e9-74dd9be58a65.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2023-06-06
Reporting Person: Su Lisa T (Director, Chair, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-06 | Common Stock | G | 61266 | — | Disposed | 2888902 | Direct |
| 2023-06-06 | Common Stock | M | 777214 | $6.98 | Acquired | 3666116 | Direct |
| 2023-06-06 | Common Stock | S | 16769 | $118.42 | Disposed | 3649347 | Direct |
| 2023-06-06 | Common Stock | S | 2500 | $119.32 | Disposed | 3646847 | Direct |
| 2023-06-06 | Common Stock | S | 9645 | $120.60 | Disposed | 3637202 | Direct |
| 2023-06-06 | Common Stock | S | 22850 | $121.55 | Disposed | 3614352 | Direct |
| 2023-06-06 | Common Stock | S | 110748 | $122.47 | Disposed | 3503604 | Direct |
| 2023-06-06 | Common Stock | S | 113106 | $123.56 | Disposed | 3390498 | Direct |
| 2023-06-06 | Common Stock | S | 24382 | $124.14 | Disposed | 3366116 | Direct |
| 2023-06-06 | Common Stock | F | 204046 | $124.23 | Disposed | 3162070 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-06 | Stock Option Grant | $6.98 | M | 777214 | Disposed | 2023-07-26 | Common Stock (777214) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 74471 | Indirect |
| Common Stock | 137550 | Indirect |
| Common Stock | 181195 | Indirect |
| Common Stock | 200000 | Indirect |
| Common Stock | 206784 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022.
F2: Transaction executed in multiple trades at prices ranging from $117.85 to $118.83 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3: Transaction executed in multiple trades at prices ranging from $118.89 to $119.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $119.93 to $120.91 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: Transaction executed in multiple trades at prices ranging from $120.95 to $121.94 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6: Transaction executed in multiple trades at prices ranging from $121.95 to $122.94 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F7: Transaction executed in multiple trades at prices ranging from $122.95 to $123.94 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F8: Transaction executed in multiple trades at prices ranging from $123.95 to $124.42 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F9: Represents shares that have been withheld by AMD to pay the exercise price and to satisfy income tax and withholding and remittance obligations in connection with the Reporting Person's exercise of 477,214 stock options and does not represent a sale by the Reporting Person.
F10: This option vests 33 1/3% on July 26, 2017 and then 8 1/3% per quarter over the subsequent eight quarters.