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ADVANCED MICRO DEVICES INC — Director's Dealing 2022
Aug 19, 2022
29764_dirs_2022-08-18_6336b1ef-62b9-4f0a-abd0-ace60834249f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2022-08-16
Reporting Person: Su Lisa T (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-16 | Common Stock | M | 451587 | — | Acquired | 3104685 | Direct |
| 2022-08-16 | Common Stock | F | 177700 | $100.20 | Disposed | 2926985 | Direct |
| 2022-08-18 | Common Stock | M | 125000 | $2.92 | Acquired | 3051985 | Direct |
| 2022-08-18 | Common Stock | S | 125000 | $100.02 | Disposed | 2926985 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-08-16 | Performance Stock Units | $ | M | 451587 | Disposed | Common Stock (451587.0) | Direct | |
| 2022-08-18 | Stock Option Grant | $2.92 | M | 125000 | Disposed | 2022-12-26 | Common Stock (125000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 200000 | Indirect |
| Common Stock | 200000 | Indirect |
| Common Stock | 200000 | Indirect |
Footnotes
F1: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2021.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2021.
F3: Transaction executed in multiple trades at prices ranging from $100.00 to $100.10 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Each performance-based restricted stock unit ("PRSU") represents a contingent right to receive one share of AMD's common stock.
F5: Reflects shares issued in settlement of PRSUs earned and vested under PRSU award granted on August 9, 2019.
F6: This option vests 33 1/3% on December 26, 2016, then remaining shares vest 8 1/3% per quarter over the next eight following quarters.