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ADVANCED MICRO DEVICES INC — Director's Dealing 2021
Feb 1, 2021
29764_dirs_2021-02-01_ed80598c-26b4-4dd6-b33e-9db9ed737f0f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2021-01-28
Reporting Person: Norrod Forrest Eugene (SVP & GM DESG)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-28 | Common Stock | M | 65500 | $6.98 | Acquired | 414141 | Direct |
| 2021-01-28 | Common Stock | S | 40662 | $88.49 | Disposed | 373479 | Direct |
| 2021-01-28 | Common Stock | S | 40838 | $89.10 | Disposed | 332641 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-28 | Stock Option Grant | $6.98 | M | 65500 | Disposed | 2023-07-26 | Common Stock (65500.0) | Direct |
Footnotes
F1: The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F2: Since the date of the Reporting Person's last ownership report, he transferred 290,104 shares of AMD common stock to his ex-wife pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-wife.
F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.
F4: Transaction executed in multiple trades at prices ranging from $87.78 to $88.77 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: Transaction executed in multiple trades at prices ranging from $88.78 to $89.78 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6: This option vested 33 1/3% on July 26, 2017 and 8 1/3% per quarter over the subsequent eight quarters.