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ADVANCED MICRO DEVICES INC — Director's Dealing 2021
Mar 18, 2021
29764_dirs_2021-03-18_adf59f85-6ea6-4fb3-b86c-a8746cfa3e01.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2021-03-16
Reporting Person: Norrod Forrest Eugene (SVP & GM DESG)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-16 | Common Stock | M | 44619 | $6.98 | Acquired | 377260 | Direct |
| 2021-03-16 | Common Stock | M | 20881 | $12.83 | Acquired | 398141 | Direct |
| 2021-03-16 | Common Stock | S | 38586 | $83.73 | Disposed | 359555 | Direct |
| 2021-03-16 | Common Stock | S | 42914 | $84.29 | Disposed | 316641 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-16 | Stock Option Grant | $6.98 | M | 44619 | Disposed | 2023-07-26 | Common Stock (44619.0) | Direct |
| 2021-03-16 | Stock Option Grant | $12.83 | M | 20881 | Disposed | 2024-08-09 | Common Stock (20881.0) | Direct |
Footnotes
F1: The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.
F3: Transaction executed in multiple trades at prices ranging from $83.14 to $84.13 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $84.14 to $84.63 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: This option vested 33 1/3% on July 26, 2017 and 8 1/3% per quarter over the subsequent eight quarters.
F6: This option vests 1/3 on each of August 9, 2018, 2019 and 2020.