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ADVANCED MICRO DEVICES INC — Director's Dealing 2021
May 3, 2021
29764_dirs_2021-05-03_eefcdf80-2d8b-406c-99bb-dc8fe91c5362.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2021-04-29
Reporting Person: Norrod Forrest Eugene (SVP & GM DESG)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-29 | Common Stock | M | 12500 | $6.98 | Acquired | 329141 | Direct |
| 2021-04-29 | Common Stock | M | 21840 | $12.83 | Acquired | 350981 | Direct |
| 2021-04-29 | Common Stock | M | 22562 | $19.10 | Acquired | 373543 | Direct |
| 2021-04-29 | Common Stock | M | 6281 | $34.19 | Acquired | 379824 | Direct |
| 2021-04-29 | Common Stock | S | 79183 | $84.23 | Disposed | 300641 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-29 | Stock Option Grant | $6.98 | M | 12500 | Disposed | 2023-07-26 | Common Stock (12500.0) | Direct |
| 2021-04-29 | Stock Option Grant | $12.83 | M | 21840 | Disposed | 2024-08-09 | Common Stock (21840.0) | Direct |
| 2021-04-29 | Stock Option Grant | $19.1 | M | 22562 | Disposed | 2025-08-09 | Common Stock (22562.0) | Direct |
| 2021-04-29 | Stock Option Grant | $34.19 | M | 6281 | Disposed | 2026-08-09 | Common Stock (6281.0) | Direct |
Footnotes
F1: The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.
F3: Transaction executed in multiple trades at prices ranging from $83.99 to $84.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: The options vested 33 1/3% on July 26, 2017 and 8 1/3% per quarter over the subsequent eight quarters.
F5: The options vest 1/3 on each of August 9, 2018, 2019 and 2020.
F6: The options vest 1/3 on each of August 9, 2019, 2020 and 2021.
F7: The options vest 1/3 on each of August 9, 2020, 2021 and 2022.