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ADVANCED MICRO DEVICES INC — Director's Dealing 2021
Jun 4, 2021
29764_dirs_2021-06-04_4ec4298e-48c9-4f68-b36e-4972c0190a6a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2021-06-02
Reporting Person: Norrod Forrest Eugene (SVP & GM DESG)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-02 | Common Stock | M | 12500 | $6.98 | Acquired | 313141 | Direct |
| 2021-06-02 | Common Stock | S | 26195 | $81.31 | Disposed | 286946 | Direct |
| 2021-06-02 | Common Stock | S | 2305 | $81.77 | Disposed | 284641 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-02 | Stock Option Grant | $6.98 | M | 12500 | Disposed | 2023-07-26 | Common Stock (12500.0) | Direct |
Footnotes
F1: The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.
F3: Transaction executed in multiple trades at prices ranging from $80.73 to $81.71 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $81.73 to $81.82 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: The options vested 33 1/3% on July 26, 2017 and 8 1/3% per quarter over the subsequent eight quarters.