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ADVANCED MICRO DEVICES INC — Director's Dealing 2021
Aug 25, 2021
29764_dirs_2021-08-25_33dd7b61-8fe6-450e-851f-4aa75afd03a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2021-08-23
Reporting Person: Norrod Forrest Eugene (SVP & GM DESG)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-23 | Common Stock | M | 12500 | $6.98 | Acquired | 337725 | Direct |
| 2021-08-23 | Common Stock | M | 7230 | $19.10 | Acquired | 344955 | Direct |
| 2021-08-23 | Common Stock | M | 3145 | $34.19 | Acquired | 348100 | Direct |
| 2021-08-23 | Common Stock | S | 6861 | $105.32 | Disposed | 341239 | Direct |
| 2021-08-23 | Common Stock | S | 21105 | $106.84 | Disposed | 320134 | Direct |
| 2021-08-23 | Common Stock | S | 10909 | $107.22 | Disposed | 309225 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-23 | Stock Option Grant | $6.98 | M | 12500 | Disposed | 2023-07-26 | Common Stock (12500.0) | Direct |
| 2021-08-23 | Stock Option Grant | $19.1 | M | 7230 | Disposed | 2025-08-09 | Common Stock (7230.0) | Direct |
| 2021-08-23 | Stock Option Grant | $34.19 | M | 3145 | Disposed | 2026-08-09 | Common Stock (3145.0) | Direct |
Footnotes
F1: The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.
F3: Transaction executed in multiple trades at prices ranging from $104.95 to $105.88 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $106.05 to $107.04 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: Transaction executed in multiple trades at prices ranging from $107.05 to $107.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6: The options vest 33 1/3% on July 26, 2017 and 8 1/3% per quarter over the subsequent eight quarters.
F7: The options vest 1/3 on each of August 9, 2020, 2021 and 2022.