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ADVANCED MICRO DEVICES INC — Director's Dealing 2021
Aug 26, 2021
29764_dirs_2021-08-26_49cf2869-0578-40dd-9385-c35d8b2a0d24.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2021-08-24
Reporting Person: Su Lisa T (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-24 | Common Stock | M | 125000 | $2.92 | Acquired | 2816603 | Direct |
| 2021-08-24 | Common Stock | S | 110716 | $107.99 | Disposed | 2705887 | Direct |
| 2021-08-24 | Common Stock | S | 14284 | $108.74 | Disposed | 2691603 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-24 | Stock Option Grant | $2.92 | M | 125000 | Disposed | 2022-12-26 | Common Stock (125000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 200000 | Indirect |
Footnotes
F1: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F3: Transaction executed in multiple trades at prices ranging from $107.49 to $108.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $108.53 to $109.47 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: This option vested 33 1/3% on December 26, 2016 and 8 1/3% per quarter over the subsequent eight quarters.