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ADVANCED MICRO DEVICES INC — Director's Dealing 2021
Sep 2, 2021
29764_dirs_2021-09-02_c53495ae-fc25-4cb1-a5a9-79d97e1c8c95.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2021-08-31
Reporting Person: KUMAR DEVINDER (EVP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-31 | Common Stock | M | 74020 | $6.98 | Acquired | 598390 | Direct |
| 2021-08-31 | Common Stock | S | 71729 | $110.41 | Disposed | 526661 | Direct |
| 2021-08-31 | Common Stock | S | 2291 | $111.15 | Disposed | 524370 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-31 | Stock Option Grant | $6.98 | M | 74020 | Disposed | Common Stock (74020.0) | Direct |
Footnotes
F1: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F3: Transaction executed in multiple trades at prices ranging from $109.97 to $110.92 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $110.97 to $111.19 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: This option vests 33 1/3% on July 26, 2017 and 8 1/3% per quarter over the subsequent eight quarters.