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ADVANCED MICRO DEVICES INC — Director's Dealing 2021
Oct 19, 2021
29764_dirs_2021-10-19_9198762e-01b5-455a-86dd-180bf9c82366.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2021-10-15
Reporting Person: Papermaster Mark D (Chief Technology Officer & EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-15 | Common Stock | M | 55000 | $1.84 | Acquired | 1349632 | Direct |
| 2021-10-15 | Common Stock | S | 45286 | $111.77 | Disposed | 1304346 | Direct |
| 2021-10-15 | Common Stock | S | 9714 | $112.45 | Disposed | 1294632 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-15 | Stock Option Grant | $1.84 | M | 55000 | Disposed | 2022-08-15 | Common Stock (55000.0) | Direct |
Footnotes
F1: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F3: Transaction executed in multiple trades at prices ranging from $111.15 to $112.14 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $112.15 to $112.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: This option vested 33 1/3% on August 15, 2016 and 8 1/3% per quarter over the subsequent eight quarters.