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ADVANCED MICRO DEVICES INC — Director's Dealing 2021
Nov 1, 2021
29764_dirs_2021-11-01_8ff3e797-b197-4082-85db-58dce120fd13.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2021-10-28
Reporting Person: Norrod Forrest Eugene (SVP & GM DESG)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-28 | Common Stock | M | 10120 | $6.98 | Acquired | 302942 | Direct |
| 2021-10-28 | Common Stock | M | 2380 | $12.83 | Acquired | 305322 | Direct |
| 2021-10-28 | Common Stock | S | 11141 | $121.09 | Disposed | 294181 | Direct |
| 2021-10-28 | Common Stock | S | 11737 | $121.77 | Disposed | 282444 | Direct |
| 2021-10-28 | Common Stock | S | 5066 | $122.89 | Disposed | 277378 | Direct |
| 2021-10-28 | Common Stock | S | 556 | $123.41 | Disposed | 276822 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-28 | Stock Option Grant | $6.98 | M | 10120 | Disposed | 2023-07-26 | Common Stock (10120.0) | Direct |
| 2021-10-28 | Stock Option Grant | $12.83 | M | 2380 | Disposed | 2024-08-09 | Common Stock (2380.0) | Direct |
Footnotes
F1: The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F2: Since the date of the Reporting Person's last ownership report, he transferred 16,403 shares of AMD common stock to his ex-wife pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-wife.
F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.
F4: Transaction executed in multiple trades at prices ranging from $120.33 to $121.31 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: Transaction executed in multiple trades at prices ranging from $121.33 to $122.31 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6: Transaction executed in multiple trades at prices ranging from $122.34 to $123.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F7: Transaction executed in multiple trades at prices ranging from $123.37 to $123.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F8: The options vest 33 1/3% on July 26, 2017 and 8 1/3% per quarter over the subsequent eight quarters.
F9: The options vest 1/3 on each of August 9, 2018, 2019 and 2020.