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ADVANCED MICRO DEVICES INC — Director's Dealing 2021
Nov 12, 2021
29764_dirs_2021-11-12_f484b8cb-c9b3-4b86-9174-aca16ec3b012.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2021-11-09
Reporting Person: KUMAR DEVINDER (EVP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-09 | Common Stock | M | 74020 | $6.98 | Acquired | 598390 | Direct |
| 2021-11-09 | Common Stock | S | 1234 | $148.37 | Disposed | 597156 | Direct |
| 2021-11-09 | Common Stock | S | 2800 | $150.03 | Disposed | 594356 | Direct |
| 2021-11-09 | Common Stock | S | 7048 | $150.99 | Disposed | 587308 | Direct |
| 2021-11-09 | Common Stock | S | 22900 | $152.01 | Disposed | 564408 | Direct |
| 2021-11-09 | Common Stock | S | 14400 | $152.82 | Disposed | 550008 | Direct |
| 2021-11-09 | Common Stock | S | 14068 | $154.03 | Disposed | 535940 | Direct |
| 2021-11-09 | Common Stock | S | 11170 | $154.89 | Disposed | 524770 | Direct |
| 2021-11-09 | Common Stock | S | 400 | $155.53 | Disposed | 524370 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-09 | Stock Option Grant | $6.98 | M | 74020 | Disposed | Common Stock (74020.0) | Direct |
Footnotes
F1: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F3: Transaction executed in multiple trades at prices ranging from $148.08 to $148.76 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $149.46 to $150.45 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: Transaction executed in multiple trades at prices ranging from $150.46 to $151.45 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6: Transaction executed in multiple trades at prices ranging from $151.48 to $152.47 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F7: Transaction executed in multiple trades at prices ranging from $152.48 to $153.47 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F8: Transaction executed in multiple trades at prices ranging from $153.49 to $154.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F9: Transaction executed in multiple trades at prices ranging from $154.49 to $155.47 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F10: Transaction executed in multiple trades at prices ranging from $155.50 to $155.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F11: This option vests 33 1/3% on July 26, 2017 and 8 1/3% per quarter over the subsequent eight quarters.