AI assistant
ADVANCED MICRO DEVICES INC — Director's Dealing 2021
Dec 9, 2021
29764_dirs_2021-12-09_9812d595-0903-40e4-864d-c5df5f3e7299.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2021-12-07
Reporting Person: Su Lisa T (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-07 | Common Stock | M | 125000 | $2.92 | Acquired | 2283150 | Direct |
| 2021-12-07 | Common Stock | S | 17023 | $141.70 | Disposed | 2266127 | Direct |
| 2021-12-07 | Common Stock | S | 20803 | $142.79 | Disposed | 2245324 | Direct |
| 2021-12-07 | Common Stock | S | 36919 | $143.74 | Disposed | 2208405 | Direct |
| 2021-12-07 | Common Stock | S | 38275 | $144.56 | Disposed | 2170130 | Direct |
| 2021-12-07 | Common Stock | S | 11980 | $145.43 | Disposed | 2158150 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-07 | Stock Option Grant | $2.92 | M | 125000 | Disposed | 2022-12-26 | Common Stock (125000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 133453 | Indirect |
| Common Stock | 200000 | Indirect |
| Common Stock | 200000 | Indirect |
| Common Stock | 200000 | Indirect |
Footnotes
F1: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F3: Transaction executed in multiple trades at prices ranging from $141.19 to $142.18 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $142.19 to $143.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: Transaction executed in multiple trades at prices ranging from $143.19 to $144.18 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6: Transaction executed in multiple trades at prices ranging from $144.19 to $145.18 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F7: Transaction executed in multiple trades at prices ranging from $145.19 to $145.74 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F8: This option vested 33 1/3% on December 26, 2016 and 8 1/3% per quarter over the subsequent eight quarters.