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ADVANCED MICRO DEVICES INC — Director's Dealing 2020
Apr 22, 2020
29764_dirs_2020-04-22_0e6a326b-7dbf-41ae-8155-10c94463fc99.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2020-04-20
Reporting Person: Norrod Forrest Eugene (SVP & GM DESG)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-20 | Common Stock | M | 37500 | $2.61 | Acquired | 827100 | Direct |
| 2020-04-20 | Common Stock | S | 16859 | $56.46 | Disposed | 810241 | Direct |
| 2020-04-20 | Common Stock | S | 58141 | $57.23 | Disposed | 752100 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-20 | Stock Option Grant | $2.61 | M | 37500 | Disposed | 2021-11-15 | Common Stock (37500.0) | Direct |
Footnotes
F1: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2019.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2019.
F3: Transaction executed in multiple trades at prices ranging from $55.94 to $56.94 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $56.95 to $57.68 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: This option vested 33 1/3% on November 15, 2015 and vests 8 1/3% per quarter over the next eight following quarters.