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ADVANCED MICRO DEVICES INC — Director's Dealing 2020
Aug 18, 2020
29764_dirs_2020-08-18_593154c2-eb1e-45ea-a6c3-39554316a57e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2020-08-14
Reporting Person: Papermaster Mark D (Chief Technology Officer & EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-14 | Common Stock | M | 43000 | $4.08 | Acquired | 1400999 | Direct |
| 2020-08-14 | Common Stock | S | 26013 | $82.11 | Disposed | 1374986 | Direct |
| 2020-08-14 | Common Stock | S | 16987 | $82.73 | Disposed | 1357999 | Direct |
| 2020-08-15 | Common Stock | M | 106069 | — | Acquired | 1464068 | Direct |
| 2020-08-15 | Common Stock | F | 41739 | $81.30 | Disposed | 1422329 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-14 | Stock Option Grant | $4.08 | M | 43000 | Disposed | 2021-08-12 | Common Stock (43000.0) | Direct |
| 2020-08-15 | Performance Stock Units | $ | M | 41739 | Disposed | Common Stock (41739.0) | Direct |
Footnotes
F1: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2019.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2019.
F3: Transaction executed in multiple trades at prices ranging from $81.41 to $82.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $82.42 to $83.18 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: Reflects shares withheld to satisfy the Reporting Person's withholding tax liability arising in connection with the vesting and settlement of performance-based restricted stock units ("PRSU").
F6: This option vests 33 1/3% on August 15, 2015 and 8 1/3% per quarter over the next eight following quarters.
F7: Reflects shares issued in settlement of PRSUs earned and vested under PRSU award granted on August 9, 2017.
F8: Each PRSU represents a contingent right to receive one share of AMD's common stock.