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ADVANCED MICRO DEVICES INC — Director's Dealing 2020
Nov 13, 2020
29764_dirs_2020-11-13_2325d20f-243e-4a56-b7ce-f57da8a936bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2020-11-10
Reporting Person: Su Lisa T (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-10 | Common Stock | M | 150000 | $2.80 | Acquired | 2857040 | Direct |
| 2020-11-10 | Common Stock | S | 69589 | $78.27 | Disposed | 2787451 | Direct |
| 2020-11-10 | Common Stock | S | 64658 | $79.07 | Disposed | 2722793 | Direct |
| 2020-11-10 | Common Stock | S | 5500 | $79.95 | Disposed | 2717293 | Direct |
| 2020-11-10 | Common Stock | S | 8100 | $81.49 | Disposed | 2709193 | Direct |
| 2020-11-10 | Common Stock | S | 2153 | $81.97 | Disposed | 2707040 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-10 | Stock Option | $2.8 | M | 150000 | Disposed | 2021-10-31 | Common Stock (150000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 200000 | Indirect |
Footnotes
F1: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.
F3: Transaction executed in multiple trades at prices ranging from $77.67 to $78.66 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $78.67 to $79.66 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: Transaction executed in multiple trades at prices ranging from $79.68 to $80.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6: Transaction executed in multiple trades at prices ranging from $80.86 to $81.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F7: Transaction executed in multiple trades at prices ranging from $81.86 to $82.07 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F8: This option vests 33 1/3% on October 8, 2015 and 8 1/3% per quarter over the next eight following quarters.